"Study of Indium Tin Oxide (ITO) for Novel Optoelectronic Devices"
Ph.D. thesis by Shabbir A Bashar


3. Fabrication and Processing



In this chapter, all the major steps involved in the fabrication of a device are described. These start with a description of the wafer growth and carry through to the techniques used in order to realise the finished discreet device in a packaged form. This is followed by a summary, in the form of a schematic block diagram, of the various processing steps used in the fabrication of HBTs with conventional and ITO emitter ohmic contacts.

3.1 The Semiconductor Wafer

Some of the fundamental principles of semiconductor growth mechanisms and the associated practical methods used in the manufacture of wafers for device fabrication are discussed in this section.


3.1.1 Compound Semiconductor Materials

Compound semiconductor materials can be realised by the formation of "solid solutions" of two or more starting materials. These solutions occur when atoms of a different element are able to substitute a given constituent of a material without altering its crystal structure. The ability to do so by the new atom is referred to as its miscibility. In order that atoms can form solid solutions over large ranges of miscibility, they must satisfy the Hume Rothery rules:

A two component alloy is known as a binary alloy; some common examples include GaAs, AlAs, GaP, InP and InAs all of which have the Zincblende (diamond) crystal structure. Similarly a ternary alloy is one with three components and a quaternary alloy is one with four.

AlxGa1-xAs is a ternary compound where both Ga and Al are from group III enabling Al to replace Ga on the alpha sites of the diamond compound lattice. As the compound AlAs has the same structure as GaAs, this makes the formation of solid solutions of Al in GaAs easy and preserves the same crystal structure over the full range of Al substitution. The beta sites with As atoms are not altered in anyway. Thus effectively, AlGaAs is an alloy of AlAs and GaAs.

Simultaneous replacement of atoms from alpha and beta sites of binary compounds allows quaternary alloys to be formed. InxGa1-xAsyP1-y is one such example. This gives a more flexible scheme for tailoring material properties. In this case, the binary compounds GaAs, InP, InAs and GaP are part of the system and together they determine the limits to the range of properties of the resultant compound.


3.1.2 Epitaxy

Epitaxy refers to the ordered growth of one crystal upon another crystal [97]. Because of the large range of possible semiconductor compounds and their alloys, it is rare in device fabrication to grow bulk crystals of all these materials. Instead, it is more attractive to realise the wider range of materials by epitaxial growth. This is partly due to the difficulties involved in developing easy bulk crystal growth techniques for each new material and also because of historical reasons. Two materials for which thorough research and bulk crystal growth and polishing methods have already been developed are GaAs and InP.

There are three main modes of epitaxial growth: (a) monolayer, (b) nucleated and (c) nucleation followed by monolayer. Monolayer growth occurs when the deposited atoms are more strongly bound to the substrate than they are to each other. The atoms aggregate to form monolayer islands of deposit which enlarge and eventually a complete monolayer coverage has taken place. The process is repeated for subsequent layer growth. In case of nucleated growth, the initial deposit atoms aggregate as small three-dimensional (3D) islands which increase in size as further deposition continues until they touch and intergrow to form a continuous film. This mode is favoured where the forces of attraction between the deposited atoms is greater than that between them and the substrate. In the final mode, growth starts with the formation of a single or few monolayers on the substrate followed by subsequent nucleation of 3D islands on top of these monolayers.


3.1.2.1 Epitaxial Lattice Matching

Epitaxy, although a highly successful approach for growing a wide range of materials, none the less suffers from an important constraint. Epitaxial growth requires that the atomic spacing, the lattice constant, of the layer material not differ by more than a few percent and that they have the same crystal structure. While most materials of interest have diamond structure, satisfying the latter requirement, the lattice matching imposes a serious constraint on the range of compositions that can be grown on a given bulk substrate. Although, traditionally, these were provided by GaAs and InP, increasing use is being made of InAs and GaSb as the substrate.

Figure 3.1: A plot of energy bandgap and lattice constant for major III-V compound semiconductors.

This problem is best appreciated by a graph of the energy gap versus lattice constant for major III-V compounds, as shown in Figure 3.1. This is also known as a phase diagram. For a possible range of ternary alloy systems, a solid line is generated between the starting binary materials. In the case of a quaternary compound, the boundary is laid out by four intersecting lines.

The ability to tailor the bandgap of III-V alloys to a desired wavelength makes them particularly attractive for optoelectronic applications. The dark currents are significantly reduced in compound detectors from their Ge and Si predecessors. In addition, heterojunction structures can be easily used to enhance their high speed operations. One such system that is of great interest is the InP/InGaAs heterostructure which is sensitive to 1.55mm wavelength. In this case the composition of In0.53Ga0.47As ternary compound, with the desired bandgap of 0.75 eV, is dictated by the lattice matching constraint to the InP substrate. Lattice mismatch, on the other hand, manifests itself in the form of dislocation-induced junction leakage and low quantum efficiency in optoelectronic devices.


3.1.3 Growth Techniques: LPE, MOCVD, MBE

The three basic and most commonly used compound semiconductor growth techniques are discussed below. These are Liquid Phase Epitaxy (LPE), Metal Organic Chemical Vapour Epitaxy (MOCVD) and Molecular Beam Epitaxy (MBE). MOCVD is also sometimes referred to as MOVPE (Metal Organic Vapour Phase Epitaxy).


3.1.3.1 Liquid Phase Epitaxy - LPE

LPE refers to the growth of semiconductor crystals from a liquid solution at temperatures well below their melting point [98]. This is made possible by the fact that a mixture of a semiconductor and a second element has a lower melting point than the pure semiconductor alone. Thus, for example, the melting point of a mixture of GaAs and Ga is considerably lowered from 1238 ºC, the melting point of pure GaAs. The actual melting point of the mixture is determined by the proportion of the constituent Ga and GaAs.

For example, in the growth of GaAs, LPE is commenced by placing a GaAs seed crystal in solution of liquid Ga and GaAs which is molten at a temperature below the melting point of the seed. As the solution is cooled, a single crystal GaAs begins to grow on the seed leaving a Ga rich liquid mixture with an even lower melting point; further cooling causes more GaAs to crystalise on the seed.

By this technique single crystals can be grown at low enough temperatures to avoid the problems associated with impurity introduction at temperatures near the melting point of the crystal. It is particularly useful for growing III-V compounds based on Ga and In as these metals form solutions at conveniently low temperatures. LPE remains a successful production technique for structures that do not require thin, uniform and high quality epitaxial layers needed for microwave devices.


3.1.3.2 Metal Organic Chemical Vapour Deposition - MOCVD

This involves the forced convection of the metal organic vapour species over a heated substrate [99]. Those molecules striking the heated crystal release the desired species, resulting in crystal growth. The chemical process involved is quite simple in that an alkyl compound for the group III element and a hydride for group V element decompose in the 500 ºC to 800 ºC temperature range to form the III-V compound semiconductor.

Equations (eqn. 3.1) and (eqn. 3.2) represent, to a first approximation, the gas phase reactions that occur during MOCVD growth of GaAs, while the corresponding reactions for the growth of AlAs is given by equations (eqn. 3.3) and (eqn. 3.4). Hence, in order to grow AlxGa1-xAs, a combination of the above reactions is used and the mole fraction 'x' is determined by their relative ratios. Similarly, in the growth of InGaAsP/InP heterostructures, the band gap is controlled by the ratio of AsH3/PH3 while the ration between group III elements (i.e. TMGa/TMIn or TEGa/TEIn) determines the lattice matching to the InP substrate. Doping is achieved by introducing the respective n-type (H2Se or H2S) and p-type (demethyl zinc DMZn / Zn(CH3)2) gases to the reactor.


or
3(CH3)Ga + AsH3 ® GaAs + 3CH4
(eqn. 3.1)


or
3(C2H5)Ga + AsH3 ® GaAs + C2H6 + C2H4
(eqn. 3.2)

3(CH3)Al + AsH3 ® AlAs + 3CH4 (eqn. 3.3)

3(C2H5)Al + AsH3 ® AlAs + C2H6 + C2H4 (eqn. 3.4)

These reactions are carried out thermally with the flowing gases and the reactor cell maintained at or near atmospheric pressure. Common sources for group V elements are AsH3 or PH3 while for group III these are trymethyl gallium (TMGa / Ga(CH3)3), trimethyl aluminium (TMAl / Al(CH3)3) and trimethyl indium (TMIn / In(CH3)3) or triethyl gallium (TEGa / Ga(C2H5)3), triethyl aluminium (TEAl / Al(C2H5)3), and triethyl indium (TEIn / In(C2H5)3) respectively. A typical horizontal reactor suitable for the growth of GaAs is shown in Figure 3.2.

Figure 3.2: Schematic block diagram of a MOCVD reactor

TMGa, TMAl and TMIn are all liquids that have high vapour pressure at room temperature. Hence these are transferred to the reactor by bubbling H2 as the carrier gas. Similarly, hydrogen is also used as the carrier gas for AsH3. In case of PH3, which is not easily decomposed, this group V source is transferred to the reactor after thermal decomposition via a special furnace.

Excellent uniformity in layer thickness, composition and carrier concentration are all achieved over a large area wafer using the MOCVD growth technique. This technique also easily lends itself to the growth of abrupt heterointerfaces. From a manufacturing / mass production perspective, MOCVD offers high throughput while retaining the other desirable properties thereby making it a very promising choice [100].


3.1.3.3 Molecular Beam Epitaxy - MBE

At its simplest, MBE is a refined form of vacuum evaporation [101]. The molecular beams are produced by evaporation or sublimation from heated liquids or solids contained in crucibles. At the pressures used in MBE equipment, collision free beams from various sources interact chemically on the substrate to form an epitaxial film. The ability to start and stop a molecular beam by controlling the shutters attached to the vapour containing crucibles in (typically 0.1 to 0.3 second) less than the time taken to grow a monolayer (typically 1 second) has led to the ability to produce complex multilayer structures.

MBE requires conventional ultra high vacuum (UHV) techniques and, in addition, the pressure in the system has to be low enough (usually 10-11 Torr) to ensure that no gas phase collisions occur. Thus homogenous reactions, which can occur in MOCVD, are completely avoided and the process is determined entirely by heterogeneous reactions on the substrate surface. The sample is held at a relatively low temperature (app. 550 ºC for GaAs) during epitaxy.

A schematic diagram of an MBE system is shown in Figure 3.3. A critical feature is the extensive cryopanelling surrounding both the substrate station and the evaporation sources. The low temperature (usually 77K) reduces the arrival rate of unwanted species and provides heat dissipation for both the evaporation sources and the substrate heater. The physical and chemical properties of the films can be monitored in-situ during MBE growth using reflection high energy electron diffraction (RHEED) and Auger Electron Spectroscopy (AES).

Figure 3.3: Schematic diagram of an MBE system

Despite the need for a sophisticated setup, the versatility offered by the MBE technique renders it attractive for many applications. In addition it offers precise control of film thickness, composition and doping. AlGaAs/GaAs heterojunctions with atomically abrupt interfaces are readily obtained. However, the major disadvantages associated with MBE include high expense because films are usually grown one layer at a time. In addition, so called 'oval defects', which can be fatal for base-emitter junction of HBTs, are found at densities of a few hundred per cm2; these defects are a primary factor limiting the yield of HBT circuits. Although extensive use has been made of MBE growth in HBT research, the quest for increased wafer throughput and improved surface morphology continues [100].


© 1998: Shabbir A. Bashar (in accordance with paragraph 8.2d, University of London Regulations for the Degrees of M.Phil. and Ph.D., October 1997). The Copyright of this thesis rests with the author, and no quotation from it or information derived from it may be published without the prior written consent of the author.
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